Planning Process.
Click on planning models below to learn more.
Investment Planning Process
Our investment management process contains 7 major stages:
1. Complimentary Introduction
Interactive discussion to hear about our process and talk about your investment needs. If we both see the value in working together, we proceed.
2. Investment Discussion
We’ll gain an understanding of your current financial situation, investing experience and approach. We’ll also assess your risk tolerance, hear about your goals and values associated with the proposed investment.
3. Review of Portfolio Strategy
After formulating a custom-built portfolio, we’ll review the strategy together in detail.
4. Sign Investment Advisory Agreement and Account Forms
5. Establish On-line Access
Once the account is set up, you’ll have 24/7 access through TD Ameritrade to view your account and access statements.
6. Portfolio Execution
The purchase and sale of securities will occur according to the portfolio strategy. The timing of execution will depend on a variety of factors, including economic and market conditions, security valuation, tax implications and your particular situation.
7. Portfolio Monitoring
As your situation changes along with market conditions, we’ll monitor the portfolio to ensure the target allocation is maintained, if risks have changed, if rebalancing is appropriate mix of securities, We’ll work together to create an infrastructure to understand your financial situation today and going forward. You’ll onboard through the financial planning portal, granting you 24/7 access to view your finances and upload financial documents.
Comprehensive Planning Process
Our comprehensive financial planning services contain 6 major stages, each has a clear objective:
1. Complimentary Introduction
Interactive discussion to hear about our process and talk about your general needs. If we both see the value in working together, we proceed.
2. Sign Financial Planning Agreement
If the comprehensive financial planning seems the right solution for you, the next step is signing Financial Planning Agreement to officially kick off the planning process.
3. Getting Organized
We’ll work together to create an infrastructure to understand your financial situation today and going forward. You’ll onboard through the financial planning portal, granting you 24/7 access to view your finances and upload financial statements/other key documents to a secure vault.
4. Goals Discussion
Your goals come to light in high-resolution through an in-depth discussion about each one, how attainable you view them, and the level of importance you assign them.
5. Strategic Planning Agenda
The agenda shows the financial topics prioritized according to your goals and events that occur throughout the year. I create initial draft gather your feedback, and we finalize.
6. Goals sessions
Per agreed upon place of action, these sessions focus on implementing/monitoring goals.